Chan emphasized that investor needs continue to evolve, with the division observing a steady increase in offerings linked to sustainable finance and emerging asset classes.
The report highlights several operational aspects of the Investment Management division, formerly known as the Investment Funds and Structured Products Branch.
Over the past year, the volume of prospectus reviews and exemptive relief applications has remained consistent, while continuous disclosure reviews have continued to rise.
This increase reflects a concentrated effort to promote fair disclosure practices, ensuring investors have access to accurate information. Areas of focus for these reviews included environmental, social, and governance (ESG) funds, as well as assessments of marketing materials and yield disclosures.
In addition to operational efforts, the division pursued regulatory policy initiatives that underscore the OSC’s commitment to easing regulatory burdens without compromising investor protection.
